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About Us


A sharpened
focus on you

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WE EMPOWER SUCCESS

Our success is built on yours—our partner advisors, investors, and every person we’re proud to have work with us.

Kestra Financial, an independent broker dealer, has created even more flexibility to do what’s right for our advisors and their clients

DISTINCTLY COMMITTED TO GROWTH

We know growth is imperative for every advisor and investor. But it’s not just business or portfolio growth. It’s a mindset to evolve, reinvent, and innovate. These principles are the foundation of Kestra Financial.

Since 1997, we’ve partnered with sophisticated financial advisors who provide their clients with superior service. This focus on advisors led to our remarkable growth in the industry, and in 2016, triggered an opportunity to become independent.

Our independence has created even more flexibility today to do what’s right for our advisors and their clients. We’ve built an industry-leading technology platform and offer a wide range of tools and services, all to help them achieve their goals.

BY THE NUMBERS

Established in 1997, Kestra Financial is an independent broker dealer that now partners with more than 1,700 registered representatives and boasts 200+ home office employees
1,700+ Reps
200+ Employees

FISCAL
STABILITY

$75.3

BILLION

Assets Under Advisement1

$21.1

BILLION

Assets Under Management2

$423

MILLION

Total Revenue3

An industry leader

#7

Independent Broker-Dealer by Account Assets

InvestmentNews, 2017 IBD Staffing and Financial Survey

#9

Independent Broker-Dealer by Gross Revenue

Investment Advisor, 2017 Broker-Dealer Reference Guide

90%

Advisor Retention Since 2007

Footnotes
  • 1. As of June 30, 2017, assets include Kestra Investment Services, LLC, Kestra Advisory Services, LLC, Kestra Private Wealth Services, LLC, and Kestra Institutional Services
  • 2. As of June 30, 2017, assets include Kestra Advisory Services, LLC, Kestra Private Wealth Services, LLC, and Kestra Institutional Services
  • 3. As of Dec. 31, 2016, includes combined revenue of Kestra Financial, Inc. and its subsidiaries

WHAT WE DO

We are a financial services platform that is more than simply a broker-dealer. We process investment transactions and provide investment advisory services, and we're committed to helping advisors and investors achieve success.

We work alongside advisors to help pinpoint and reach specific business objectives as well as manage their back office operations. We’re proudly independent, which enables us to offer a wide range of tools, services, and support to meet our advisors’ and their clients’ goals.

We’re regulated and monitored by the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) to ensure we act in the best interest of investors.

What We Do
As an independent broker dealer, Kestra Financial's leadership team can help advisors grow their businesses through innovation, service, and collaboration

Leaders who listen

Our leadership team is driven to help advisors grow their businesses through innovation, service, and collaboration. As such, they actively work with advisors to help in any way they can and welcome the opportunity to truly get to know you.

Meet our leaders

WORK AT KESTRA FINANCIAL

We’re always looking for dedicated individuals who share our values and passion.

Explore career opportunities