focus on you
WE EMPOWER SUCCESS
Our success is built on yours—our partner advisors, investors, and every person we’re proud to have work with us.
DISTINCTLY COMMITTED TO GROWTH
We know growth is imperative for every advisor and investor. But it’s not just business or portfolio growth. It’s a mindset to evolve, reinvent, and innovate. These principles are the foundation of Kestra Financial.
Since 1997, we’ve partnered with sophisticated financial advisors who provide their clients with superior service. This focus on advisors led to our remarkable growth in the industry, and in 2016, triggered an opportunity to become independent.
Our independence has created even more flexibility today to do what’s right for our advisors and their clients. We’ve built an industry-leading technology platform and offer a wide range of tools and services, all to help them achieve their goals.
BY THE NUMBERS
Assets Under Advisement1
Assets Under Management2
An industry leader
Independent Broker-Dealer by Account Assets
InvestmentNews, 2017 IBD Staffing and Financial Survey
Independent Broker-Dealer by Gross Revenue
Investment Advisor, 2017 Broker-Dealer Reference Guide
Advisor Retention Since 2007
- 1. As of June 30, 2017, assets include Kestra Investment Services, LLC, Kestra Advisory Services, LLC, Kestra Private Wealth Services, LLC, and Kestra Institutional Services
- 2. As of June 30, 2017, assets include Kestra Advisory Services, LLC, Kestra Private Wealth Services, LLC, and Kestra Institutional Services
- 3. As of Dec. 31, 2016, includes combined revenue of Kestra Financial, Inc. and its subsidiaries
WHAT WE DO
We are a financial services platform that is more than simply a broker-dealer. We process investment transactions and provide investment advisory services, and we're committed to helping advisors and investors achieve success.
We work alongside advisors to help pinpoint and reach specific business objectives as well as manage their back office operations. We’re proudly independent, which enables us to offer a wide range of tools, services, and support to meet our advisors’ and their clients’ goals.
We’re regulated and monitored by the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) to ensure we act in the best interest of investors.
Leaders who listen
Our leadership team is driven to help advisors grow their businesses through innovation, service, and collaboration. As such, they actively work with advisors to help in any way they can and welcome the opportunity to truly get to know you.Meet our leaders
WORK AT KESTRA FINANCIAL
We’re always looking for dedicated individuals who share our values and passion.Explore career opportunities